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ASCO Financial Group |
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. The
broker-dealer, investment advisor, BD agent or IA rep in question may only
transact business in a state if first registered, excluded or exempted
from state broker-dealer, investment advisor, BD agent or IA rep
registration requirements, as may be; and follow-up, individualized
responses to persons in a state by such broker dealer, investment adviser,
BD agent or IA rep that involve either the effecting or attempting to
effect transactions in securities, or the rendering of We are
Registered to conduct Securities business in the following states:
Pennsylvania (PA), New York (NY), New Jersey (NJ), and Florida (FL). If
you are a resident of any other state, please note that ASCO Financial can
become registered in other states because we hold a Series # 4, # 6, # 7,
# 24, # 27, # 63, and a # 65 registration. This registration procedure
should take only 24 to 48 hours. |