ASCO Headquarters - Kingston, PA

 

 


 

ASCO Financial Group
Riverside Commons, Suite 301,
575 Pierce Street
Kingston, PA  18704-5700
email: info@ascofinancial.com

Privacy Policy    Legal Notice

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Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered.

The broker-dealer, investment advisor, BD agent or IA rep in question may only transact business in a state if first registered, excluded or exempted from state broker-dealer, investment advisor, BD agent or IA rep registration requirements, as may be; and follow-up, individualized responses to persons in a state by such broker dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities, or the rendering of
personalized investment advice for compensation, as may be, will not be made absent compliance with state broker-dealer, investment adviser, BD agent or IA rep registration requirements, or an applicable exemption or exclusion.

We are Registered to conduct Securities business in the following states: Pennsylvania (PA), New York (NY), New Jersey (NJ), and Florida (FL). If you are a resident of any other state, please note that ASCO Financial can become registered in other states because we hold a Series # 4, # 6, # 7, # 24, # 27, # 63, and a # 65 registration. This registration procedure should take only 24 to 48 hours.